search
search
Yakaz  keyboard_arrow_right 
Jobs  keyboard_arrow_right 
JCW Search

34 💼 JCW Search Jobs / Employment

Associate Credit Risk - FI's
new2 days ago
favorite_border

- Permanent - Leading Investment Bank - London branch Ideal candidate: - Investment Banking background - Several years experience working in a similar role: Credit Analyst looking at Financial Institutions/EMEA/Emerging Markets - Has looked at Trade approval/Transaction risk assessments - Analytical/driven

jobs byAdzuna
Junior Model Validation
new2 days ago
favorite_border

Model Validation Role - Permanent - Leading Financial Services Firm - Manchester Branch Ideal candidate: - Has worked in a similar role previously (3 years) - focused on Model Validation - Strong programming skills e.g. SAS, R, Python - Mathematical/Statistical Degree

jobs byAdzuna
Credit Analyst
5 days ago
favorite_border

A globally renowned Currency and Foreign Exchange brokerage is looking for an ambitious Credit Analyst to join the close-knit team with preparing credit lines across all clients of the business This would be a great opportunity for a bright and ambitious junior person looking to expand their financial services knowledge in the Credit space. Role : Prepare credit applications/proposals for Corporate and Wholesale clients Provide in-depth credit analysis on financial statements etc. for new and existing customers Propose recommendations based on credit worthiness and risk for committee presentation and approval Assist in monitoring client portfolio activity in line with credit policy Develop and improve ongoing systems and reporting capabilities Required : Minimum 1 year experience in Credit (e.g. financial analysis, credit applications, statement review etc) Background in Financial Services (ideally currency, payments, FX) Strong academic/education, degree educated or higher (Finance, Economics etc) Highly ambitious "go-getter", excellent organisational and communication skills, demonstrated ability to go above-and-beyond Type : Permanent, full-time Location : London, SW1 Salary : £30-35k base benefits Please note all applicants must be eligible to work in the UK without visa sponsorship.

jobs byAdzuna
Head of Compliance
5 days ago
favorite_border

Retail Bank based in London are currently looking for a Head of Compliance to lead the Compliance & Financial Crime teams for the Bank, holding the SMF16 & SMF17. This is an exciting opportunity to join an established, growing organisation, with the chance to influence their operations here in the UK and further afield. In particular the Bank is just embarking on a major period of growth with expansion planned in new and existing areas, and this role will be pivotal in driving that business growth. You will be expected to help develop their compliance and financial crime controls and teams, as well as help grow their business (acting as a business leader). Responsibilities: Develop and implement robust compliance risk framework, compete oversight of regulatory obligations for the Bank Lead and manage all financial crime risks for the Bank, developing and implementing framework and policies Be an active member of various Risk & Regulatory Committees, working alongside executive management Manage and lead compliance and financial crime team Act as SME for all Regulatory and Financial Crime activities for the Bank Experience Required: 10 years experience Compliance in Banking Previous experience as Head of Compliance/MLRO would be desirable but not essential Experience and exceptional knowledge of the retail banking/consumer lending space Excellent knowledge of conduct risk and FCA handbook Excellent communication and stakeholder management experience Strong commercial awareness and demonstrable leadership skills Track record in developing and implementing compliance/financial crime risk frameworks

jobs byAdzuna
Business Change Manger
6 days ago
favorite_border

The role Business Change Manager working on an API programme for the bank specifically working within the Open Banking programme.

jobs byAdzuna
Risk & Client Portfolio Manager
6 days ago
favorite_border

As part of a healthy growth and expansion, a capital investment fintech based in the heart of the City is looking for an experienced Portfolio Risk Manager to assist the CFO and Risk teams with the increasing work-load. Having recently relocated to a vibrant WeWork office in the City, this growing financial services start-up firm focuses on business-to-business capital investment (factoring / invoice finance) for growing SME's in emerging markets globally, is looking for someone who meets the following criteria: 3 years' Risk Management experience Background in financial services and performing credit and risk analysis on SMEs, Corporates & Financial Institutions Strong understanding and knowledge of Portfolio/Client Account Management requirements as well as risk processes Ideally FRM, CFA or ACA qualified The role requires you to do the following: Review and analyse credit risk data on new and existing clients Assist with monitoring and managing the firms' loan portfolio of clients around the world Perform thorough financial analysis on a case-by-case basis Recommend credit limits for borrowers and individual companies per portfolio, and present recommendations for Credit and Investment Committee review Conduct remote and on-site reviews of a borrower's internal policies and procedures, portfolio, collateral and any risk-related impact assessments Monitor market and consumer trends and and implement change to policy/protocol Salary : £40-50k base (depending on level of experience) benefits Location : London, City Type : Permanent, full-time Unfortunately Visa sponsorship will not be provided on this occasion.

jobs byAdzuna
Compliance Officer
6 days ago
favorite_border

A growing financial services consultancy firm in Cardiff is looking for a Compliance Officer to look after Quality Assurance across the business I am looking to speak with experienced individuals in and around Cardiff with experience in Quality Assurance, Compliance Policy and Process, Internal Audit, and knowledge of ISO 9001 & ISO 27001 requirements. The role will act as a deputy to the CF10/11 and will need someone who has demonstrated ability to work autonomously, diligently, and is highly organised to improve and implement change across the business. Salary : negotiable, depending on level of experience Location : Cardiff, Wales Type : Permanent, full-time Please note, all applicants must be eligible to work in the UK without sponsorship.

jobs byAdzuna
Business Development (Director)
6 days ago
favorite_border

Business Development I am recruiting on behalf of a global analytics company who provide risk and policy advisory services across the financial services sector. The business are looking to onboard a senior sales professional into a Business Development position. This individual will have had strong experience in a pure new business role within a financial institution. Role Responsible for bringing new clients into the business Selling the business' defined competencies across a range of financial services firms Achieve sales targets established by the Global Head of Sales Build and maintain strong relationships across leading financial institutions Requirements Business Development background Strong sales experience within financial services Experienced in selling business solutions within financial services Experience working with analytics companies Degree educated

jobs byAdzuna
MI ANALYST
6 days ago
favorite_border

The ideal person for this role will have a s trong MI analysis and reporting background with the ability to be able to intepret/extract data and information from various sources and present them in tables. They will have an a nalytical mindset with the ability to engage with senior stakeholders and communicate findings in a well presented manner ideally within a financial services environment. This indivuidual will need to be comfortable with he technical side of things i.e. Advanced Excel and VBA coding. Any exposure to Sql scripting and data visualisation tools are also a nice to have. There could be some international travel required on occasion to areas in Europe.

jobs byAdzuna
Compliance Associate
10 days ago
favorite_border

A financial services firm in wealth/investment management based in Bath is looking for a junior Compliance Associate with 1-2 years' experience in investigations, remediation, monitoring suspicious activity, and reporting on any regulatory changes to policy and process. Keen to speak to anyone who fits the desired criteria: Ideally 1-2 years' compliance experience within financial services Experience of complaints (customer and client), investigations, and monitoring Exposure to regulatory compliance ideal Good communication and organisational skills Able to work to strict deadlines Strong education/adacemics (ideally relevant degree in law, finance etc) Type : Permanent, full-time Location : Bath, Somerset Salary : £30k base (depending on level of experience) Please note all applicants must be eligible to work in the UK without sponsorship.

jobs byAdzuna
Credit Risk Data BA
12 days ago
favorite_border

Background: Candidates with strong knowledge of the end to end Credit approval process. Exposure/knowledge Credit Bureau Strong data flow management and analysis skills are required for the success of this role Exposure to working in Agile delivery environments will also be highly desirable.

jobs byAdzuna
Junior Quantitative Analyst
12 days ago
favorite_border

The responsibilities you will have as the [insert job title] for my client will include: Validating testing models and testing the implementation of models. Work closely with more senior employees from Model Validation. Regular reporting. Analysing pricing models. Experience you will need to apply. Strong quantitative background with MSc, PhD or equivalent in mathematics, physics, engineering or comparable education. Good knowledge of programming languages (e.g. VBA, MS Office, C++). Knowledge of valuation models of financial products in general. Why Should You Apply for the [Insert Job Title] role. Top industry pay Great benefits Opportunities for promotion, managed by the best Does this sound like you? Apply today. I look forward to receiving your application. If you'd like a confidential chat about the role or other similar opportunities I am working on call me on 0203 589 9275. Due to a high volume of applications, we are unable to get back to everyone. If you haven't heard from us in 7 days, we regret to inform you that your application has been unsuccessful. Please keep an eye on our jobs for more opportunities just like this one. JCW provides a specialist recruitment service within the following job markets: Risk Management Audit & Finance Compliance & Financial Crime Business Change & Transformation Technology & Security Not the right position for you? If you know anyone who would be interested in this role or a new career opportunity in the job markets mentioned above. Refer them to us for the chance to receive up to £500 worth of vouchers. Full details are available on our website here.

jobs byAdzuna
Compliance Reporting
12 days ago
favorite_border

Compliance Reporting I am recruiting on behalf of a Large European bank who focus on wholesale and retail banking. The business is looking to onboard a Compliance Reporting Manger into their London office. They are looking for someone who has good compliance experience within banking, as well as strong MI reporting skills. Role Ensure timely and efficient MI reporting Support the effective management and operation of the business' compliance function Provide support on compliance and ad-hoc initiatives Requirements Compliance experience in banking or financial services background Strong MI reporting Strong Microsoft Excel skills CISI qualification (desirable) PRINCE 2 qualification (desirable) AGILE Project Management certified (desirable)

jobs byAdzuna
Equity Derivatives Broker
12 days ago
favorite_border

Do you have strong knowledge of financial markets? Do you enjoy the thrill of the broking/trading world? A reputable and rapidly growing Inter-Dealer Brokerage firm are looking to grow their Equity Derivatives desk with more Brokers and are keen to see people at any level (1-10 years experience of equity derivatives) who is ambitious, confident and hungry enough to deliver results. Role : Broker deals and generate revenue/profit Provide clients with multiple sources of liquidity across all markets Provide services and advice across structured products, primarily equity derivatives Business Development - manage existing clients as well as generate new ones Successful candidates must have: Experience with Equity Derivatives in a sales based role (broking, trading, dealing) Ideally candidates will have wide market knowledge and contacts/clients to build upon Ideally knowledge of Exotics and Delta One financial products Experience dealing with banks/banking clients Confident, determined and resilient - outstanding communication skills is a must Additional languages would be an advantage (French, Italian, Spanish etc) Salary : negotiable base salary highly competitive commission (depending on level of experience and performance) Location : London, W1 Type : Permanent, full-time Please note, due to the high volume of applications, we are not always able to get back to you. If you have not heard from us within 14 days unfortunately you have not been shortlisted this time. All applicants must be eligible to work in the UK without sponsorship.

jobs byAdzuna
Accountant / Part Qualified Accountant
12 days ago
favorite_border

Rate: £200 - £300 per day Type: Contract Length: 6 months Location: London (City) Start Date: Immediately Description Responsible for the management of designated Private Equity or Real Estate Clients Experience with reporting requirements e.g. IFRS or UK GAAP Migration Experience Experience with the distribution calculations to ensure the flow of funds from the sale of an investment are accurately recorded. Ensure the accurate communication of all cash movements between the Fund and its Investors Direct experience of liaising with stakeholders and clients Investran experience highly desirable Financial services experience Knowledge of private equity high desirable High Excel skills extremely desirable Qualifications Degree in Accountancy / Business / Maths or similar with strong numeracy background. Qualified Accountant / Part Qualified Accountant with ACCA or AAT

jobs byAdzuna
Regulatory Consultant - Retail Conduct
12 days ago
favorite_border

Essential skills required: Technical experience across SMCR and general conduct issues across the retail spectrum (particularly mortgage and consumer credit). Strong communication skills and business development experience as the role will involve a lot of BD, responding to new leads, client meetings etc. Consulting expeirence gained ideally within a big 4 firm

jobs byAdzuna
Financial Crime Training Manager
12 days ago
favorite_border

Currently recruiting for an experienced Financial Crime Training Manager to join a Corporate and Investment Bank based in the City. The business are ideally looking for a VP level candidate, who has in depth knowledge of Financial Crime and Compliance, and who has demonstrable experience of developing, and rolling out training programmes across a business. Key Responsibilities; Development and maintenance of Financial Crime Training strategy, including; Fraud, AML, anti bribery and counter terrorism Work closely with the business units to develop an effective training plan Policies and Procedures training, regulations and controls Create and execute financial crime communications plan Key Skills; Experience within the financial services Demonstrable experience of developing training programmes for a business Good knowledge of financial crime

jobs byAdzuna
Risk & Compliance Analyst
12 days ago
favorite_border

The key areas for this individual are: Operational Risk Review of risk framework and register Oversight of operational risk management system Liaison with other departments over potential and identified risks Presentation of issues to Operational Risk Committee Investment Risk Monitoring the liquidity, market, counterparty credit and investment risks Monitoring of VAR and other AIFMD requirements Liaison with external risk consultants Presentation of issues to Investment Risk Committee In general, the individual is also likely to cover some or all of the following compliance tasks: Completion of daily tests, including: Shareholding positions, for possible market disclosure Investment Mandate adherence Restrictions and Exposures Monitoring Restricted List Monitoring. Preparation and submission of regulatory reports to FCA Maintenance of Order Management System's Compliance Module rules and procedures. Performing elements of the Compliance Monitoring Programme, which includes the monitoring of operations, trading and best execution. Maintaining new joiners/leavers files and Training & Competence files. Preparation of approved persons forms and update of approved persons records accordingly. Maintaining PA trading records, Gifts Logs, error logs etc. Review and sign-off of Financial Promotions. Administration, including preparation and maintenance of the Compliance policies and procedures. Regulatory Research to assist the Compliance team Undertaking KYC and due diligence activity, as required. Experience: Ideally the candidate should have professional risk qualifications, and/or be degree-educated. The successful applicant would ideally also have experience of UK financial services compliance, in an asset management or funds environment. Knowledge of AIFMD Risk Management requirements and processes. Knowledge and experience of regulatory reporting Attention to detail, very good analytical skills and a pro-active, hard working and positive attitude is a must as the Analyst will be working in a time-critical environment. A high standard of straightforward mathematics is essential, including effective use of Excel spreadsheets, and candidates will be tested on these skills during the interview process. Good knowledge of financial promotion rules and use of language, and candidates will be tested on these skills during the interview process.

jobs byAdzuna
Senior Credit Risk Analyst
12 days ago
favorite_border

An established FX/Currency firm is looking for an experienced Senior Credit Risk Analyst to join the team to assist with the ongoing growth and expanding requirements of the business Role : Perform credit risk analysis of SME/corporate/financial institution clients' credit applications Review, implement and comply with Risk Appetite and Policy Framework Monitor Risk exposure across the organisation as a whole Financial analysis and review on credit-worthiness of clients, and assess regulatory and liquidity impacts Prepare credit proposals and participate in Risk Committee decisioning Required : Ideally 3-5 years' experience in a similar role around Counterparty Credit Risk Strong understanding of FX, Currencies, Financial Markets (ISDA, OTC etc) Background in Financial Services Excellent organisational and communication skills Ideally professional qualification (CFA, FRM, ACA or similar) Type : Permanent, full-time Location : London, City Salary : £40-50k base benefits Please note all applicants must be eligible to work in the UK without visa sponsorship.

jobs byAdzuna
Junior Investor
12 days ago
favorite_border

Junior Investor The team provides outcome-oriented investment solutions to investors by building, implementing and managing diversified Real Assets portfolios through investments in Funds (primaries and secondaries) and direct co-investments in the Americas, Europe and Asia. The candidate will be supporting the origination and execution of infrastructure transactions (primaries, secondaries and co-investments). The candidate will also be responsible for managing and developing relationships with relevant stakeholders including clients, fund managers, placement agents, and consultants. This role requires excellent analytical insight and financial modelling skills as well as strong communications skills. A successful candidate must thrive in a team-based environment and be effective collaborating with a cross-border team. The role demands perseverance and creativity in sourcing and structuring transactions, gathering and analysing information, and managing assets for the long-term. Responsibilities will include: Deal execution: commercial due diligence, financial review, coordination of tax and legal review, preparation of presentation materials for investment committee. Financial Modelling: developing, utilizing and dissecting financial models in order to analyze project opportunities and conduct bottom-up valuations both at the project and fund level. Portfolio analytics: overseeing and delivering portfolio allocation and implementation proposals. Market research: research on market trends, pricing and regulatory changes. Portfolio monitoring: support the active monitoring of investments in the portfolio, preparation of portfolio analysis for portfolio performance review. Student of the market: lead research on market trends, pricing and regulatory changes. Client support: lead ongoing cash flow modeling, bespoke analytics for portfolio reporting, and personalised client research. Fundraising support: Support delivery of investment proposals to prospective clients. Skills: Highly numerate with developed quantitative capabilities. Financial analysis skills are critical. In particular, a good understanding of leveraged finance / project finance modelling is important. Ability to effectively formulate and articulate opinions, both verbally and in writing, as well as the ability to identify and summarize key investment considerations and risks. Persuasive written and oral communication skills as well as precise manner of expression. Team player with strong interpersonal skills. Entrepreneurial spirit and commitment to assume additional responsibilities. Ability to manage workload effectively and deliver quality work on schedule in a fast paced environment with attention to detail. Demonstrated record of academic achievement and work ethic; 2-4 years of experience at an investment bank, infrastructure investment and/or project finance fund, or other private market fund is required; Familiarity with basic coding (e.g., VBA, Python, R, Matlab) is a plus;

jobs byAdzuna
PHP Web Developer
12 days ago
favorite_border

Responsibilities: create PHP websites in high-quality, structured, reusable and annotated code build content managed websites on Content Management Systems such as WordPress share recommendations on technology and develop your role. Experience: proficiency in using open source packages and source code libraries beneficial but not critical to have experience in e-commerce sites Front-end skills (HTML5 / CSS3 / JavaScript / jQuery / Ajax) PHP / MySQL Developing WordPress websites Proven portfolio of engaging experiences across web, tablet, mobile, email and social would be beneficial.

jobs byAdzuna
Cass Oversight Support
12 days ago
favorite_border

This role will include: Monitoring routines within the oversight team, Reviewing activies ensuring the framework and standards are implemented correctly. Additional responsibilities incude: Providing SME advisory on CASS rules Supporting the CF10 Ideal candidate will have a hands on approach and worked within an operational/BAU capacity with strong knowledge of FCA CASS rules.

jobs byAdzuna
Model Risk Manager
12 days ago
favorite_border

Model Risk Manager - Permanent - Leading Financial Services Firm - London Ideal candidate: - IRB Modelling experience - Banking experience - Model Validation and Data Analysis experience - SAS, R - Mathematical Degree If you would like to discuss further or know someone who might be interested, please send your CV or call 0203 589 9242 for a confidential chat

jobs byAdzuna
Senior Risk Change Manager
12 days ago
favorite_border

Currently recruiting on behalf of a European Bank for a Senior Risk Change Manager to oversee a number of risk based projects that will be running across the business. They are ideally looking for a candidate with a strong background in Credit Risk who has demonstrable experience of delivering on large scale risk programmes within either corporate or wholesale banking. Key responsibilities Lead on a number of regulatory risk projects including but not limited to IRRBB (BCBS 368), ICAAP & ILAAP, Basel III, ECB Stress Testing, ECB TRIM. Coordinating the resolution of action points as a result of regulatory and internal audits of the risk related processes and procedures. Participating in a Group level risk reporting and modelling automation project. Interact with the Business, Technology, Legal, Compliance, Risk, Finance and other Operations teams to be able to interpret existing and new risk regulations and translate them into the business impacts. The ideal candidate should have: Strong understanding of EU financial services regulations, with a specific focus on risk management regulations (CRD IV, Basel III, regulatory stress tests, etc.). Ability to assimilate and understand rapidly emerging regulatory risk standards. Very good understanding of retail and corporate banking industry, risk management and operating models. Working experience within either the retail and corporate banking space, or from a Consultancy firm

jobs byAdzuna
Compliance Officer
12 days ago
favorite_border

Compliance Officer I am recruiting on behalf of a successful Wealth Management firm based in London. They are looking to expand their team by onboarding a Compliance Officer who has had previous compliance experience within a wealth management background, and who is hungry to add value to a growing firm. The business is keen to interview from next week. Role Carry out compliance monitoring and prepare quarterly compliance reports to the board Assistance with ICAAP reporting Good awareness and understanding of regulatory developments Assist with the onboarding of clients Requirements Compliance experience within wealth management background Compliance qualification Knowledge of MiFID, AiFMD, MCOBS Driven and able to work under pressure Strong communication and presentation skills

jobs byAdzuna
Financial promotions compliance consultant
12 days ago
favorite_border

Job description This individual will be responsible for working with the marketing and product businesses to collaboratively create content to ensure regulatory compliance and quality control. This will require a robust understanding of financial promotions regulations and high-level understanding of distribution rules. This individual must possess the ability to collaborate and have a commercial and creative mindset with strong communication and writing skills. Key responsibilities will include: Conduct reviews of marketing content such as presentations, brochures, fact sheets, videos, website content and social media Participate in the preparation and delivery of relevant training across the marketing groups Maintain ongoing knowledge of the firm's policies and procedures as they relate to the creation and approval of marketing Skills: Qualifications and Skills: 7-10 year's proven experience in a similar role Knowledge of the asset management industry including products and fluency in financial markets German language skills desired Ability to work independently Experience with social media and digital content Experience working with a system based workflow tool Good communication and solid collaboration skills Ability to multi-task and prioritize and work within tight deadlines Strong attention to detail Experience working within a large global organization and collaborative team structure Managerial experience preferred but not required

jobs byAdzuna
Principal Consultant (Advisory) Berkshir
12 days ago
favorite_border

Principal Consultant - (Advisory) Berkshire A Principal Consultant is responsible for defining, designing and delivering solutions; providing oversight on projects and for driving the sales pipeline/undertaking business development related activities. Job Description Lead and manage solutions, including large/complex case management projects, continually reviewing, adapting and developing it in order to achieve the financial target. Act as a mentor for Senior Consultants and Consultants as appropriate. Responsible for identifying, initiating and leading sales bids and other business development activities. Responsible for implementation of standards in risk management, cost control and resource utilisation. Play an active role in account management with client organisations Maintain strong relationships with internal stakeholders including CCO Team, Legal and resourcing. Act as an engagement manager on large and complex case management projects whilst supervising large teams, having responsibility for quality, profit and project planning, and engagement risks. Key Performance Indicators Delivery on financial and organisational targets in line with agreed targets. Development of good working relationships with other key stakeholders across the business to ensure a joined up and collaborative approach. Continual development of the reputation of Advisory through diverse media including client meetings and networking, external publications, attendance at events. Line management responsibilities, (internal communications, and career and performance development). Person Specification Expert knowledge and experience in Financial Services regulation and retail Conduct Risk related issues. Comprehensive and detailed understanding of the FCA including both current and emerging issues affecting firms. A strong track record of leading regulatory teams and projects. Experience of liaising at a senior level to form strong working relationships and facilitate the running of Advisory projects. Broad knowledge of UK retail Financial Services, including regulation, market, competitor activity and industry trends. Experience of translating operational requirements into delivery solutions. Excellent communicator with the ability to convey technical information to non-technical stakeholders. Strong project and organisational skills. Holder of Financial Services qualifications. Core Behaviours Confidential, reliable and genuine Dynamic, passionate and determined Friendly, compassionate and cooperative

jobs byAdzuna
Transfer Agency Services Associate
12 days ago
favorite_border

Responsible for day to day relationship with Third Party Transfer Agents (TA). Responsible for investigation and resolution of day to day operational queries, issues and incidents across the entire range of services provided by the TAs. Responsible for Cashflow Dashboard monitoring for pooled funds, and ensuring Portfolio Managers receive timely and accurate cash flow information Management of issues and incidents, conducting root cause analysis and ensuring appropriate remedial steps are clearly defined and assigned to mitigate risks. Proactively analyse trends in errors and issues to identify opportunities for process improvement. Responsible for preparation and maintenance of procedures, processes and controls. Conduct annual due diligence visits on providers issuing formal findings documents as appropriate. Active participation in business and regulatory-driven projects as an SME representing Transfer Agency Services.

jobs byAdzuna
Decision Science Analyst
12 days ago
favorite_border

Data Science Analyst I am recruiting on behalf of an exciting start-up business who provide credit lending services to retailers. In response to their early success, they are looking for the addition of a Decision Science analyst into their credit team, within their Basingstoke office. Role Analyse, interpret and model data from different sources in order to make decisions on consumer and merchant applications. Understand decision science to inform decisions throughout the credit lifecycle from merchant onboarding to the end consumer. Requirements Degree educated in a numerate subject Good command of relevant software packages (e.g. SQL, MS Azure, Microsoft Office) Experience using statistical programming languages (e.g. Python, Java, R, SAS, MATLAB etc) Financial service background

jobs byAdzuna
Senior Regulatory Compliance Manager
12 days ago
favorite_border

Currently looking to recruit an experienced Regulatory Compliance professional with a background in Corporate and Investment Bank to join a city firm, helping to develop and maintain policies and procedures in anticipation of both regulatory and legislative changes. The successful candidate will need significant technical knowledge and be adept at stakeholder management and direct management, as the role will come with at least 2 direct reports Competitive salary and generous benefits programme

jobs byAdzuna
Compliance Outsourcing Project Manager
12 days ago
favorite_border

Currently recruiting for an Project Manager with a background in compliance outsourcing to join a 6 month project based in London. The ideal candidate should have knowledge of FCA and SYSC outsourcing requirements and should be available on short notice. Key Responsibilities; Day to day responsibility for the project management of the Outsourcing project Preparation and management of the project plan Preparation of regular status updates for the Operations Programme Lead and the Operations Programme Board Hands-on business analysis and preparation of documents and other materials Development of operational procedures Key Skills; Strong, driven hands-on Project Manager used to taking ownership Strong knowledge and experience of Outsourcing and associated policies and procedures in the UK with a detailed understanding of SYSC and the FCA handbook Strong stakeholder management experience Previous PM experience within financial institutions

jobs byAdzuna
Funds Compliance Associate
12 days ago
favorite_border

Currently recruiting on behalf of a consultancy who are building out their fund management division. The role would be ideal for candidate who has worked either within a Fund, or with another consultancy, and will be responsible for policy and advisory work to a number of different clients. You should have good knowledge of FCA handbook and should be able to effectively face off to staholders. Key Skills; Experience in a compliance role within the FCA, an FCA regulated firm or a consultancy practice. Knowledge and understanding of the FCA Handbook coupled with practical knowledge of the fund's sector. You need to be educated to a good level and possibly working towards or holding a relevant professional financial services qualification. You'll also need first class communication skills, a passion for solving interesting problems, a love of managing relationships with clients and great teamwork are all important.

jobs byAdzuna
Fraud and ABC Officer
13 days ago
favorite_border

Fraud and ABC Officer I am recruiting on behalf of a Large European bank who are looking to onboard a Fraud and ABC Officer into their London office. They are looking for someone who has experience in an ABC/fraud prevention environment within banking. The business is eager to interview candidates from this week. Role Assist the MLRO/DMLRO with the design, implementation and oversight of the fraud and anti-bribery & corruption (ABC) risk management framework Oversee ongoing compliance with the ABC and Fraud policies Act as point of contact for ABC/fraud related issues within the bank Requirements Knowledge of the UK financial crime regulatory framework Experience in ABC/fraud prevention environment within banking Good understanding of investment/corporate banking business lines

jobs byAdzuna
MLRO
13 days ago
favorite_border

Currently recruiting on behalf of an International Bank based in the West End, for an experience Financial Crime professional to take over the role as MLRO. The ideal candidate should have held a regulated position before, and should have experience of retail banking. The role will report into the Head of Compiance, who is looking to get interviews booked in quickly. Key Responsibilities Overseeing the groups AML function, including systems and process improvement Consistent interaction with the relevant regulators Responsible for all AML policy and procedure Management of team of AML professionals Key Experience; Previously held an SMF function within a Bank God knowledge of Financial Crime, including CDD, EDD and KYC processes Exposure to retail banking

jobs byAdzuna